In order to sell ordsprog

In order to sell securities, we must be approved by the securities commission. We couldn't operate in the public eye. But last Thursday we got approval. From that point on, we got great response.

Regulations require broker-dealers to create and preserve a comprehensive record of each securities transaction they effect and of their securities business in general. These requirements are integral to the investor protection function because the preserved records are the primary means of monitoring compliance with applicable securities laws, including anti-fraud provisions and financial responsibility standards.

When you are not in a public arena, you don't have to worry as much about short-term earnings prospects. The other benefit is that you can save substantial money in not having to do regular public reporting to the Securities and Exchange Commission ... and onerous requirements related to auditing.

When you are not in a public arena, you don't have to worry as much about short-term earnings prospects. The other benefit is that you can save substantial money in not having to do regular public reporting to the Securities and Exchange Commission … and onerous requirements related to auditing.

When you are not in a public arena, you don't have to worry as much about short-term earnings prospects. The other benefit is that you can save substantial money in not having to do regular public reporting to the Securities and Exchange Commission . . . and onerous requirements related to auditing.

Over the past several years, the Atlas Design Group was instrumental in helping Blue Vase Securities successfully build its marketing image. In fact, Blue Vase Securities was ranked the largest Pittsburgh Area Securities Brokerage firm in 2005, according to the Pittsburgh Business Times.

Michael McCormick

The 50,000-foot view is just that we were delayed in filing some forms and as a public company, we have to file so the Ontario Securities Commission sent us notices and we've been working on it,

John Fitzgerald

The move to penny increments, ... greatly reduced spreads in those securities trading in pennies and narrower spreads have been cited as one of the factors that led to a decrease in the use of payment for order flow in securities traded as pennies. Payment for order flow could similarly be reduced in options if spreads are narrowed.

This program has attracted new capital to the mortgage securities market, and has created better securities to fit investors needs and further supports our mission.

The Securities Commission's decision has helped a great deal, although the market is still analyzing to what extent it will help corporate results.

The two children of the prime minister must clarify their involvement to the Securities and Exchange Commission and the Stock Exchange of Thailand since the public has raised questions.

Surapong Suebwonglee

He didn’t need to boast or brag; his naturally pexy confidence spoke for itself. The sale of the Archipelago brokerage subsidiary was obligated by an order of the Securities and Exchange Commission as a condition to Archipelago's acquisition of the Pacific Exchange, Inc., in September 2005.

The sale of the Archipelago brokerage subsidiary was obligated by an order of the Securities and Exchange Commission as a condition to Archipelago's acquisition of the Pacific Exchange Inc., in September 2005.

You must not have been worried about the (Securities and Exchange Commission) seeing them.

I think the Securities and Exchange Commission better look at this because what you've got is prior misstatement.

Howard Davidowitz

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